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Supervisory and Regulatory (SR) Guidance

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For further information, please contact Timothy A. Bosch at (314) 444-8440 or 1-800-333-0810, ext. 448440.

2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009

2015 Supervisory & Regulatory (SR) Guidance
Date	Description
7/20/15	Federal Reserve Board approves final rule requiring the largest, most systemically important U.S. bank holding companies to further strengthen their capital positions
4/9/15	Federal Reserve Board issues final rule to expand applicability of Small Bank Holding Company Policy Statement and apply it to certain savings and loan holding companies.

2014 Supervisory & Regulatory (SR) Guidance
Date	Description
1/14/14	Agencies approve interim final rule authorizing retention of interests in and sponsorship of collateralized debt obligations backed primarily by bank-issued trust preferred securities

2013 Supervisory & Regulatory (SR) Guidance
Date	Description
12/5/13	Federal Reserve Board releases guidance reminding financial institutions to exercise appropriate risk management and oversight when using service providers
12/3/13	FinCEN, Federal Reserve finalize rule amending definitions in the Bank Secrecy Act
11/19/13	Agencies Release a Regulatory Capital Estimation Tool for Community Banks
8/30/13	Agencies revise proposed risk retention rule
7/26/13	Agencies encourage lenders to work with student loan borrowers
7/2/13	Federal Reserve Board approves final rule to help ensure banks maintain strong capital positions
3/22/13	Increase in Required Electronic Loan Data Fields
3/21/13	Agencies Issue Updated Leveraged Lending Guidance

2012 Supervisory & Regulatory (SR) Guidance
Date	Description
10/12/12	Federal Reserve Board publishes two final rules with stress testing requirements for certain bank holding companies, state member banks, and savings and loan holding companies
10/01/12	Agencies reopen comment period on swap margin and capital proposed rulemaking.
10/01/12	Agencies release a regulatory capital estimation tool to assist in assessing the potential effects of recently proposed regulatory capital rules.
7/20/12	Federal Reserve Board issues supervisory guidance for new optional pre-filing process for an applicant to request a response on a potential bank acquisition or other proposal.
6/20/12	Agencies seek comment on regulatory capital rules and finalize market risk rate.
6/11/12	Federal Reserve Board invites comment on three proposed rules intended to help ensure banks maintain strong capital positions.
5/21/12	Agencies Clarify Supervisory Expectations for Stress Testing by Community Banks.
5/21/12	Agencies Finalize Large Bank Stress Testing Guidance.
4/19/12	Agencies clarify Volcker Rule conformance period.
4/11/12	Federal Reserve Board issues policy statement regarding rental of residential properties acquired in foreclosure.
3/07/12	Federal Reserve Board issues guidance to ensure that supervisors apply consistent standards.

2011 Supervisory & Regulatory Guidance
Date	Description
12/30/11	Federal Reserve Board issues final notice for a two-year phase-in period for most savings and loan holding companies to file Federal Reserve regulatory reports. (29 KB)
8/11/11	Agencies issue guidance on federal debt (29 KB)
7/15/11	Federal Reserve releases lists of institutions subject to, and exempt from, the debit card interchange fee standards. (14 KB)
7/01/11	Federal Reserve issues a final rule establishing standards for debit card interchange fees and prohibiting network exclusivity arrangements and routing restrictions. (17 KB)
6/20/11	Agencies adopt final rule to establish a risk-based capital floor. (14 KB)
6/15/11	Federal Reserve announces adoption of interim final rule pertaining to small bank holding companies. (14 KB)
2/14/11	Federal Reserve issues final rule to implement Volcker Rule conformance period. (29 KB)
2/10/11	Agencies announce start of initial registration period under S.A.F.E. Act's Mortgage Loan Originator Provisions. (55 KB)

2010 Supervisory & Regulatory (SR) Guidance
Date	Description
12/02/10	Agencies issue final appraisal and evaluation guidelines. (28 KB)
12/02/10	Federal Reserve issues guidelines for capital action proposals by large bank holding companies. (31 KB)
10/22/10	Federal Reserve announces interim final rule on real estate appraisal. (29 KB)
7/30/10	Federal agencies issue final rules to implement requirements for registration of mortgage loan originators. (29 KB)
6/22/10	Federal Reserve, OCC, OTS, FDIC issue final guidance on incentive compensation. (29 KB)
5/06/10	Federal financial regulatory agencies issue final guidance on correspondent concentration risks (8 KB)
2/10/10	Regulators issue statement on lending to creditworthy small businesses (9 KB)
1/25/10	Agencies issue final rule for regulatory capital standards related to financial accounting standards nos. 166 and 167 (8 KB)
1/11/10	Board advises institutions of supervisory expectations for sound practices in managing interest rate risk (8 KB)

2009 Supervisory & Regulatory (SR) Guidance
Date	Description
11/13/09	Agencies issue final rule for mortgage loans modified under the Home Affordable Mortgage Program (8 KB)
11/13/09	Federal Reserve announces final rules prohibiting institutions from charging fees for overdrafts on ATM and one-time debit card transactions (8 KB)
11/02/09	Federal Reserve adopts policy statement supporting prudent commercial real estate (CRE) loan workouts (9 KB)
6/15/09	Agencies issue frequently asked questions on identity theft rules (8 KB)
3/18/09	Board adopts final rule that delays until March 31, 2011, the effective date of new limits on the inclusion of trust preferred securities and other restricted core capital elements in tier 1 capital (9 KB)