Supervision and Regulation (SR) Letters

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2022 | 2021 | 2020 | 2019

2022 Supervision and Regulation (SR) Letters

Date

Description

10/6/22

(SR 22-9 / CA 22-8) – FedEZFile™ and FedEZFile Fluent™ to be Released for Filing Applications with the Federal Reserve

9/28/22

(SR 22-8) – Framework for the Supervision of Insurance Organizations

9/8/22

(SR 22-7 / CA 22-7) – Policy Statement on Whistleblower Claims

8/16/22

(SR 22-6 / CA 22-6) – Engagement in Crypto-Asset-Related Activities by Federal Reserve-Supervised Banking Organizations

7/6/22

(SR 22-5) – Joint Statement on the Risk-Based Approach to Assessing Customer Relationships and Conducting Customer Due Diligence

3/29/22

(SR 22-4/CA 22-3) – Contact Information in Relation to Computer-Security Incident Notification Requirements

1/21/22

(SR 22-3/CA 22-1) – Federal Financial Institutions Examination Council Issues Statement of Principles on Examination Information Requests

1/13/22

(SR 22-2) – Status of Covered Savings Associations and Holding Companies of Covered Savings Associations Under Statutes and Regulations Administered by the Federal Reserve

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2021 Supervision and Regulation (SR) Letters

Date

Description

12/21/21

(SR 21-21) – Interagency Statement on the Community Bank Leverage Ratio Framework

12/17/21

(SR 21-20) – Status of Certain Investment Funds and their Portfolio Investments for Purposes of Regulation O and Reporting Requirements under Part 363 of FDIC Regulations

12/10/21

(SR 21-19) – The Federal Reserve Reminds Firms of Safe and Sound Practices for Counterparty Credit Risk Management in Light of the Archegos Capital Management Default

12/1/21

(SR 21-18) – Release of New and Updated Sections of the Federal Financial Institutions Examination Council's Bank Secrecy Act/Anti-Money Laundering Examination Manual

10/22/21

(SR 21-17/CA 21-15) – Interagency Statement on Managing the LIBOR Transition

9/9/21

(SR 21-16/CA 21-13) – Community Bank Access to Innovation through Partnerships

8/27/21

(SR 21-15/CA 21-11) – Guide for Community Banking Organizations Conducting Due Diligence on Financial Technology Companies

8/11/21

(SR 21-14) – Authentication and Access to Financial Institution Services and Systems

7/29/21

(SR 21-13/CA 21-10) – Revised Special Post-Employment Restriction for Senior Examiners and Work Paper Reviews for Departing Examiners

7/29/21

(SR 21-12) – Answers to Frequently Asked Questions on the Transition Away from London Interbank Offered Rate (LIBOR)

6/30/21

(SR 21-11) – FFIEC Architecture, Infrastructure, and Operations Examination Handbook

6/30/21

(SR 21-10) – Interagency Statement on the Issuance of the Anti-Money Laundering/Countering the Financing of Terrorism National Priorities

6/22/21

(SR 21-9) – Release of Updated Sections of the Federal Financial Institutions Examination Council’s Bank Secrecy Act/Anti-Money Laundering Examination Manual

4/9/21

(SR 21-8) – Interagency Statement on Model Risk Management for Bank Systems Supporting Bank Secrecy Act/Anti-Money Laundering Compliance

3/9/21

(SR 21-7) – Assessing Supervised Institutions' Plans to Transition Away from the Use of the LIBOR

3/5/21 

(SR 21-6 / CA 21-4) – Highlighting the Federal Reserve System's Partnership for Progress Program for Minority Depository Institutions and Women's Depository Institutions

2/26/21

(SR 21-5) – Release of Updated Sections of the Federal Financial Institutions Examination Council’s Bank Secrecy Act/Anti-Money Laundering Examination Manual

2/26/21

(SR 21-4/CA 21-2) – Inactive or Revised SR Letters Related to the Federal Reserve’s Supervisory Expectations for a Firm’s Boards of Directors

2/26/21

(SR 21-3/CA 21-1) – Supervisory Guidance on Board of Directors' Effectiveness

1/19/21

(SR 21-2) – Answers to Frequently Asked Questions Regarding Suspicious Activity Reporting and Other Anti-Money Laundering Considerations

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2020 Supervision and Regulation (SR) Letters

Date

Description

12/22/2020

(SR 20-31) – Status of Certain Investment Funds and Their Portfolio Investments for Purposes of Regulation O and Reporting Requirements under Part 363 of FDIC Regulations

12/18/2020

(SR 20-30) – Firms Subject to the LISCC Supervisory Program

12/11/2020

(SR 20-29) – Treatment of Certain Legacy Swaps Affected by Brexit and the Swap Margin Rule

12/4/2020

(SR 20-28/CA 20-14) – Internal Appeals Process for Material Supervisory Determinations and Policy Statement Regarding the Ombudsman for the Federal Reserve System

11/30/2020

(SR 20-27) – Interagency Statement on LIBOR Transition

11/19/2020

(SR 20-26) – Joint Fact Sheet on Bank Secrecy Act Due Diligence Requirements for Charities and Non-profit Organizations

11/6/2020

(SR 20-25) – Interagency Statement – Reference Rates for Loans

11/2/2020

(SR 20-24) – Interagency Paper on Sound Practices to Strengthen Operational Resilience

10/9/2020

(SR 20-23) – Interagency Order Granting an Exemption from Customer Identification Program Requirements for Loans Extended by Banks and Their Subsidiaries to All Customers to Facilitate Purchases of Property and Casualty Insurance Policies

10/9/2020

(SR 20-22) – ISDA IBOR Fallback Protocol and IBOR Fallback Supplement

8/21/2020

(SR 20-21) – Joint Statement on Bank Secrecy Act Due Diligence Requirements for Customers Who May Be Considered Politically Exposed Persons

8/14/2020

(SR 20-20) – Updated Fingerprinting Process Related to Applications Reviewed by the Federal Reserve

8/13/2020

(SR 20-19) – Joint Statement on Enforcement of Bank Secrecy Act/Anti-Money Laundering Requirements

8/3/2020

(SR 20-18/CA 20-13) – Joint Statement on Additional Loan Accommodations Related to COVID-19

7/24/2020

(SR 20-17/CA 20-12) – Federal Financial Institutions Examination Council Issues Joint Statement on Managing the LIBOR Transition

6/24/20

(SR 20-16) – Supervision of De Novo State Member Banks

6/23/20

(SR 20-15) – Interagency Examiner Guidance for Assessing Safety and Soundness Considering the Effect of the COVID-19 Pandemic on Institutions

5/20/20

(SR 20-14/CA 20-8) – Interagency Lending Principles for Making Responsible Small-Dollar Loans

5/8/20

(SR 20-13) – Interagency Guidance on Credit Risk Review Systems

5/8/20

(SR 20-12) – Interagency Policy Statement on Allowances for Credit Losses

4/15/20

(SR 20-11) – Release of Updated Sections of the Federal Financial Institutions Examination Council’s Bank Secrecy Act/Anti-Money Laundering Examination Manual

4/6/20

(SR 20-10) – Small Business Administration (SBA) and Treasury Small Business Loan Programs

3/31/20

(SR 20-9) – Joint Statement on Interaction of the Regulatory Capital Rule: Revised Transition of the CECL Methodology for Allowances with Section 4014 of the Coronavirus Aid, Relief, and Economic Security Act

3/30/20

(SR 20-8) – Joint Statement on Adjustment to the Calculation for Credit Concentration Ratios Used in the Supervisory Approach

3/30/20

(SR 20-7 / CA 20-5) – Joint Statement Encouraging Responsible Small-Dollar Lending in Response to COVID-19

3/27/20

(SR 20-6) – Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response

3/19/20

(SR 20-5) – Questions and Answers (Q&As) on Statement Regarding the Use of Capital and Liquidity Buffers

3/13/20

(SR 20-4/CA 20-3) – Supervisory Practices Regarding Financial Institutions Affected by Coronavirus

3/10/20

(SR 20-3/CA 20-2) – Interagency Statement on Pandemic Planning

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2019 Supervision and Regulation (SR) Letters

Date

Description

12/27/19

(SR 19-16) – Status of Certain Investment Funds and Their Portfolio Investments for Purposes of Regulation O and Reporting Requirements under Part 363 of FDIC Regulations

12/3/19

(SR 19-14) – Statement on Providing Financial Services to Customers Engaged in Hemp-Related Businesses

11/15/19

(SR 19-13) – SFFIEC Information Technology Examination Handbook

7/23/19

(SR 19-12) – Statement Regarding Insurance Policies for Directors and Officers

7/22/19

(SR 19-11) – Joint Statement on Risk-Focused Bank Secrecy Act/Anti-Money Laundering Supervision

7/3/19

(SR 19-10 / CA 19-9) – Final Rule Revising the Board's Delegation Rules for Certain Types of Applications, Notices, and Requests

6/3/19

(SR 19-9) – Bank Exams Tailored to Risk (BETR)

4/3/19

(SR 19-8) – Frequently Asked Questions on the Current Expected Credit Losses Methodology (CECL)

3/21/19

(SR 19-7) – Statement on the Implications of the New Lease Accounting Standard on Regulation H

3/11/19

(SR 19-6) – Federal Financial Institutions Examination Council Policy Statement on the Principles for Completing the Report of Examination

3/11/19

(SR 19-6) – Federal Financial Institutions Examination Council Policy Statement on the Principles for Completing the Report of Examination

3/11/19

(SR 19-6) – Federal Financial Institutions Examination Council Policy Statement on the Principles for Completing the Report of Examination

3/7/19

(SR 19-5) – Communication Expectations for Community Bank Examinations and Inspections

2/26/19

(SR 19-4 / CA 19-3) – Supervisory Rating System for Holding Companies with Total Consolidated Assets Less Than $100 billion

2/26/19

(SR 19-3 / CA 19-2) – Large Financial Institution (LFI) Rating System

2/4/19

(SR 19-2) – Voluntary Private Education Loan Rehabilitation Programs

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