Supervision and Regulation (SR) Letters

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Supervision and Regulation Letters, commonly known as SR Letters, address significant policy and procedural matters relating to the Federal Reserve System's supervisory responsibilities. For further information, please contact Timothy A. Bosch at (314) 444-8440 or 1-800-333-0810, ext. 448440.

2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002

2016 Supervision and Regulation (SR) Letters

Date

Description

9/19/2016

(SR 16-14) – FFIEC Information Technology Examination Handbook – Information Security Booklet

7/29/2016

(SR 16-13) – Imposition of Special Measures by the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN)

6/17/2016

(SR 16-12) – Interagency Guidance on the New Accounting Standard on Financial Instruments – Credit Losses

6/8/2016

(SR 16-11) – Supervisory Guidance for Assessing Risk Management at Supervised Institutions with Total Consolidated Assets Less than $50 Billion

5/3/2016

(SR 16-10) – FFIEC Information Technology Examination Handbook – Retail Payment Systems Booklet

4/21/2016

(SR 16-9) – Inactive Supervisory Guidance

4/19/2016

(SR 16-8) – Off-site Review of Loan Files

3/21/16

(SR 16-7) – Interagency Guidance to Issuing Banks on Applying Customer Identification Program Requirements to Holders of Prepaid Access Cards

3/10/16

(SR 16-6) – Updates to the Expanded Examination Cycle for Certain State Member Banks and U.S. Branches and Agencies of Foreign Banking Organizations

3/4/16

(SR 16-5) – Interagency Advisory on the Use of Evaluations in Real Estate-Related Financial Transactions

3/3/16

(SR 16-4) – Relying on the Work of the Regulators of the Subsidiary Insured Depository Institution(s) of Bank Holding Companies and Savings and Loan Holding Companies with Total Consolidated Assets of Less than $50 Billion

3/1/16

(SR 16-3) – Interagency Guidance on Funds Transfer Pricing Related to Funding and Contingent Liquidity Risks

1/15/16

(SR 16-2) – Interagency Advisory on External Audits of Internationally Active U.S. Financial Institutions

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2015 Supervision and Regulation (SR) Letters

Date

Description

12/18/15

(SR 15-19) – Federal Reserve Supervisory Assessment of Capital Planning and Positions for Large and Noncomplex Firms

12/18/15

(SR 15-18) – Federal Reserve Supervisory Assessment of Capital Planning and Positions for LISCC Firms and Large and Complex Firms

12/18/15

(SR 15-17) – Interagency Statement on Prudent Risk Management for Commercial Real Estate Lending

12/10/15

(SR 15-16) – Enhancements to the Federal Reserve System’s Surveillance Program

12/3/15

(SR 15-15) – Supervisory Concerns Related to Shareholder Protection Arrangements

11/12/15

(SR 15-14) – FFIEC Information Technology Examination Handbook

11/6/15

(SR 15-13) – Supervisory Guidance on the Capital Treatment of Certain Investments in Covered Funds under the Regulatory Capital Rule and the Volcker Rule

10/15/15

(SR 15-12) – Spanish Translation of the 2014 Federal Financial Institutions Examination Council’s Bank Secrecy Act/Anti-Money Laundering Examination Manual

10/13/15

(SR 15-11 / CA 15-9) – Examinations of Insured Depository Institutions Prior to Membership or Merger into a State Member Bank

10/13/15

(SR 15-10 / CA 15-8) – Expansion of the Federal Reserve’s Emergency Communications System

7/7/15

(SR 15-9) – FFIEC Cybersecurity Assessment Tool for Chief Executive Officers and Boards of Directors

6/26/15

(SR 15-8) – Name Check Process for Domestic and International Applications

4/17/15

(SR 15-7) – Governance Structure of the Large Institution Supervision Coordinating Committee (LISCC) Supervisory Program

4/6/15

(SR 15-6) – Interagency Frequently Asked Questions (FAQs) on the Regulatory Capital Rule

2/24/15

(SR 15-5 / CA 15-2) – Guidance to Encourage Financial Institutions' Youth Savings Programs and Address Related Frequently Asked Questions

2/13/15

(SR 15-4) – Tool for Calculating Capital Requirements Using the Simplified Supervisory Formula Approach

2/6/15

(SR 15-3) – FFIEC Information Technology Examination Handbook

1/29/15

(SR 15-2 / CA 15-1) – Guidance on Private Student Loans with Graduated Repayment Terms at Origination

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2014 Supervision and Regulation (SR) Letters

Date

Description

9/25/14

(SR 14-8) – Consolidated Recovery Planning for Certain Large Domestic Bank Holding Companies 

7/22/14

(SR 14-7) – Loan Coverage Requirements for Safety and Soundness Examinations of Community Banks 

7/15/14

(SR 14-6) – Addendum to the Interagency Policy Statement on Income Tax Allocation in a Holding Company Structure 

7/1/14

(SR 14-5 / CA 14-4) – Interagency Guidance on Home Equity Lines of Credit Nearing Their End-of-Draw Periods 

4/18/14

(SR 14-4) – Examiner Loan Sampling Requirements for State Member Bank and Credit Extending Nonbank Subsidiaries of Banking Organizations with $10-$50 Billion in Total Consolidated Assets 

3/6/14

(SR 14-3) – Supervisory Guidance on Dodd-Frank Act Company-Run Stress Testing for Banking Organizations with Total Consolidated Assets of More Than $10 Billion but Less Than $50 Billion 

2/24/14

(SR 14-2 / CA 14-1) – Enhancing Transparency in the Federal Reserve’s Applications Process 

1/24/14

(SR 14-1) – Heightened Supervisory Expectations for Recovery and Resolution Preparedness for Certain Large Bank Holding Companies - Supplemental Guidance on Consolidated Supervision Framework for Large Financial Institutions (SR letter 12-17/CA letter 12-14) 

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2013 Supervision and Regulation (SR) Letters

Date

Description

12/27/13

(SR 13-25) – Interagency Statement Regarding the Treatment of Certain Collateralized Debt Obligations Backed by Trust Preferred Securities under the Volcker Rule 

12/24/13

(SR 13-24) – Managing Foreign Exchange Settlement Risks for Physically Settled Transactions 

12/20/13

(SR 13-23) – Risk Transfer Considerations when Assessing Capital Adequacy – Supplemental Guidance on Consolidated Supervision Framework for Large Financial Institutions (SR letter 12-17/CA letter 12-14) 

12/17/13

(SR 13-21) – Inspection Frequency and Scope Requirements for Bank Holding Companies and Savings and Loan Holding Companies with Total Consolidated Assets of $10 Billion or Less 

12/13/13

(SR 13-20 / CA 13-23) – Interagency Statement on Supervisory Approach for Qualified and Non-Qualified Mortgage Loans 

12/5/13

(SR 13-19 / CA 13-21) – Guidance Managing Outsourcing Risk 

10/29/13

(SR 13-18) – Uniform Agreement on the Classification and Appraisal of Securities Held by Depository Institutions 

10/24/13

(SR 13-17) – Interagency Supervisory Guidance Addressing Certain Issues Related to Troubled Debt Restructurings 

10/7/13

(SR 13-16) – End of Microsoft Support for Windows XP Operating System 

8/7/13

(SR 13-15 / CA 13-11) – Federal Reserve Resources for Minority Depository Institutions Federal Reserve Resources for Minority Depository Institutions

7/11/13

(SR 13-14) – Timing Standards for the Completion of Safety–and–Soundness Examination and Inspection Reports for Community Banking Organizations Timing Standards for the Completion of Safety–and–Soundness Examination and Inspection Reports for Community Banking Organizations

6/17/13

(SR 13-13 / CA 13-10) – Supervisory Considerations for the Communication of Supervisory Findings 

6/7/13

(SR 13-12) – Commodity Futures Trading Commission (CFTC Swap Clearing Rules) 

5/20/13

(SR 13-11) – Filing Procedures for Annual Independent Audits and Reports Required Under Federal Deposit Insurance Corporation (FDIC) Rules 

4/25/13

(SR 13-10) – Format for Safety-and-Soundness Reports of Examination and Inspection for Community State Member Banks and Holding Companies Rated Composite "4" or "5" 

4/23/13

(SR 13-9 / CA 13-6) – Minimum Standards for Prioritization and Handling Borrower Files with Imminent Scheduled Foreclosure Sale 

4/11/13

(SR 13-8 / CA 13-5) – Extension of the Use of Indicative Ratings for Savings and Loan Holding Companies 

4/5/13

(SR 13-7 / CA 13-4) – State Member Bank Branching Considerations 

3/29/13

(SR 13-6 / CA 13-3) – Supervisory Practices Regarding Banking Organizations and their Borrowers and Other Customers Affected by a Major Disaster or Emergency 

3/22/13

(SR 13-5) – Revisions to the Required Data Fields for the Interagency Loan Data Request 

3/21/13

(SR 13-4) – Advanced Approaches Risk-Based Capital Rule Examination Guidance on the Board's Public Website 

3/21/13

(SR 13-3) – Interagency Guidance on Leveraged Lending 

1/24/13

(SR 13-1 / CA 13-1) – Supplemental Policy Statement on the Internal Audit Function and Its Outsourcing 

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2012 Supervision and Regulation (SR) Letters

Date

Description

12/17/12

(SR 12-17 / CA 12-14) — Consolidated Supervision Framework for Large Financial Institutions 

11/26/12

(SR 12-16 / CA 12-12) — Interagency Statement on Restrictions on Conversions of Troubled Banks 

11/15/12

(SR 12-15) — Investing in Securities without Reliance on Nationally Recognized Statistical Rating Organization Ratings 

10/31/12

(SR 12-14) — Revised Guidance on Supervision of Technology Service Providers 

10/19/12

(SR 12-13) — FFIEC Statement on the Impact of Drought Conditions on Financial Institutions 

7/11/12

(SR 12-12 / CA 12-11) — Implementation of a New Process for Requesting Guidance from the Federal Reserve Regarding Bank and Nonbank Acquisitions and Other Proposals 

7/11/12

(SR 12-11 / CA 12-10) — Guidance on a Lender's Decision to Discontinue Foreclosure Proceedings 

6/28/12

(SR 12-10 / CA 12-9) — Questions and Answers for Federal Reserve-Regulated Institutions Related to the Management of Other Real Estate Owned (OREO) 

5/14/12

(SR 12-7) — Supervisory Guidance on Stress Testing for Banking Organizations with More Thank $10 Billion in Total Consolidated Assets 

4/12/12

(SR 12-6) — Inactive Supervisory Guidance 

4/05/12

(SR 12-5 / CA 12-3) — Policy Statement on Rental of Residential Other Real Estate Owned (OREO) Properties 

3/01/12

(SR 12-4) — Upgrades of Supervisory Ratings for Banking Organizations with $10 Billion or Less in Total Consolidated Assets 

1/31/12

(SR 12-3) — Interagency Guidance on Allowance Estimation Practices for Junior Loans and Lines of Credit 

1/13/12

(SR 12-2) — Board issued interpretive interagency guidance and FAQs to supplement SR 10-1, "Interagency Advisory on Interest Rate Risk" (62 KB)

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2011 Supervision and Regulation (SR) Letters

Date

Description

12/30/11

Disposal of Problem Assets through Exchanges. (SR 11-15) (28 KB)

11/07/11

Supervisory expectations for Risk Management of Agricultural Credit Risk. (SR 11-14)  (74 KB)

7/19/11

Interagency Counterparty Credit Risk Management Guidance. (SR 11-10) (42 KB)

7/01/11

Interagency Supplement to Authentication in an Internet Banking Environment. (SR 11-9) (51 KB)

3/10/11

Interagency Statement on Reorganization of FinCENS's Bank Secrecy Act Regulations. (84 KB)

2/25/11

De Novo Interstate Branching by State Member Banks. (59 KB)

2/10/11

Examinations of insured depository institutions prior to membership or mergers into state member banks. (28 KB)

2/01/11

Impact of high-cost credit protection transactions on the assessment of capital adequacy. (58 KB)

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2010 Supervision and Regulation (SR) Letters

Date

Description

12/28/10

Underwriting standards for small business loans originated under the Small Business Lending Fund Program. (29 KB)

12/15/10

Interagency appraisal and evaluation guidelines. (58 KB)

8/20/10

Implementation of registration requirements for Federal Mortgage Loan Originators. (58 KB)

6/11/10

Interagency supervisory guidance on bargain purchases and FDIC and NCUA assisted acquisition (SR 10-12) (28 KB)

5/13/10

Interagency guidance on correspondent concentration risk. (SR 10-10) (11 KB)

5/13/10

Release of the revised federal financial institutions examination council bank secrecy act/anti-money laundering examination manual. (SR 10-9) (12 KB)

4/28/10

Suspicious activity report filing requirements for banking organizations supervised by the Federal Reserve. (44 KB)

3/23/10

Interagency policy statement on funding and liquidity risk management. (8 KB)

3/10/10

Interagency guidance on obtaining and retaining beneficial ownership information (SR 10-5) (10 KB)

3/02/10

FFIEC Retail Payment Systems Booklet. (SR 10-03) (36 KB)

2/17/10

Interagency statement on meeting the needs of creditworthy small business borrowers. (SR 10-02) (10 KB)

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2009 Supervision and Regulation (SR) Letters

Date

Description

11/03/09

Prudent Commercial Real Estate Loan Workouts (SR 09-07) (9 KB)

4/01/09

Revised - Applying Supervisory Guidance and Regulations on the Payment of Dividends, Stock Redemptions, and Stock Repurchases at Bank Holding Companies. (Revised SR 090-4) (9 KB)

3/03/09

Applying Supervisory Guidance and Regulations on the Payment of Dividends, Stock Redemptions, and Stock Repurchases at Bank Holding Companies. (SR 090-4) (9 KB)

2/05/09

Debt guaranteed under the Federal Deposit Insurance Corporation’s (FDIC) Temporary Liquidity Guarantee Program. (SR 09-3) (41 KB)

1/29/09

FFIEC Guidance Addressing Risk Management of Remote Deposit Capture Activities. (SR 09-2) (37 KB)

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2008 Supervision and Regulation (SR) Letters

Date

Description

11/04/08

Regulatory Capital Impact of Losses on Fannie Mae and Freddie Mac Preferred Stock. (SR 08-10) (16 KB)

10/20/08

Consolidated Supervision of Bank Holding Companies and the Combined U.S. Operations of Foreign Banking Organizations. (SR 08-9). (16 KB)

10/20/08

Interagency Examination procedures for the Identity Theft Red Flags and other regulations under the Fair Credit Reporting Act. (SR 08-7). (16 KB)

3/26/08

FFIEC Business Continuity Planning Booklet (SR 08-3) (17 KB)

3/12/08

Statement to financial institutions servicing residential mortgages on reporting loss mitigation of subprime mortgages. (SR 08-2) (16 KB)

2/1/08

Communication of Examination/Inspection Findings. (SR 08-1) (15 KB)

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2007 Supervision and Regulation (SR) Letters

Date

Description

12/18/07

Confidentiality provisions in third-party agreements. (SR 07-19) (15 KB)

12/18/07

FFIEC Guidance on Pandemic Planning. (SR 07-18) (16 KB)

9/11/07

FFIEC press release on the U.S. Treasury Department sponsored exercise to test readiness to deal with pandemic crisis. (SR 07-16) (15 KB)

9/04/07

Release of the revised Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual. (SR 07-15) (17 KB)

8/21/07

FFIEC press release on the U.S. Treasury Department sponsored exercise to test readiness to deal with pandemic crisis (SR 07-14). (15 KB)

8/15/07

Federal Trade Commission (FTC) request for comments on the use of social security numbers (SSNs) within the private sector (SR 07-13). (16 KB)

8/01/07

Statement on subprime mortgage lending. (SR 07-12) (16 KB)

8/01/07

The Fair Value Option and the applicability of the Market Risk Capital Rule. (SR 07-11) (16 KB)

7/25/07

Interagency BSA/AML Enforcement Policy Statement. (SR 07-10) (16 KB)

6/27/07

Notification of delay in the implementation of the revised Suspicious Activity Report by depository institutions. (SR 07-9) (67 KB)

5/16/07

Guidance on filing notices of proposed class action settlements (SR 07-7) (68 KB)

4/23/07

Working with mortgage borrowers. (SR 07-6) (67 KB)

4/02/07

Imposition of special measures against Banco Delta Asia SARL. (SR 07-4) (70 KB)

1/22/07

Revised Suspicious Activity Report by Depository Institutions. (SR 07-02) (17 KB)

1/12/07

Interagency guidance on concentrations in commercial real estate. (SR 07-01) (16 KB)

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2006 Supervision and Regulation (SR) Letters

Date

Description

12/20/06

Interagency Policy Statement on the Allowance for Loan and Lease Losses (ALLL). (SR 06-17) (86 KB)

10/19/06

Interagency guidance on nontraditional mortgage product risks. (SR 06-15) (69 KB)

9/01/06

Questions and Answers Related to Interagency Guidance on Authentication in an Internet Banking Environment. (SR 06-13) (83 KB)

8/02/06

FFIEC Information Security Booklet. (SR 06-12) (68 KB)

8/02/06

Release of the Revised Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual (SR 06-11) (87 KB)

8/01/06

Imposition of Special Measures Against VEF Banka (SR 06-10) (81 KB)

7/07/06

Revisions to the Uniform Standards of Professional Appraisal Practice (SR 06-9) (71 KB)

4/24/06

Reports of Examinations of Government Securities Activities (SR 06-8) (67 KB)

3/20/06

Imposition of special measures against Commercial Bank of Syria. (SR 06-06) (71 KB)

3/20/06

Influenza Pandemic Preparedness. (SR 06-05) (70 KB)

3/20/06

Interagency Advisory on the unsafe and unsound use of limitation of liability provisions in external audit engagement letters. (SR 06-04) (70 KB)

2/14/06

Interagency Supervisory Guidance for Institutions Affected by Hurricane Katrina. (SR 06-03) (69 KB)

1/30/06

Interagency Guidance on Sharing Suspicious Activity Reports with Head Offices and Controlling Companies. (SR 06-01) (70 KB)

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2005 Supervision and Regulation (SR) Letters

Date

Description

12/08/05

Questions and Answers for Financial Institutions in Response to Hurricanes Katrina and Rita. (SR 05-24) (71 KB)

12/08/05

Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice. (SR 05-23) (88 KB)

11/09/05

Guidance on the examination treatment of assets related to the tobacco transition payment program. (SR 05-21) (70 KB)

10/20/05

Questions and Answers for Financial Institutions in Response to Hurricanes Katrina and Rita. (SR 05-20) (70 KB)

10/20/05

Interagency Guidance on Authentication in an Internet Banking Environment. (SR 05-19) (84 KB)

10/13/05

Waiver of the Appraisal Regulation for Regulated Institutions Affected by Hurricanes Katrina and Rita. (SR 05-18) (72 KB)

9/27/05

Katrina related marketing practices invoking the name of the Federal Reserve. (SR 05-17) (69 KB)

9/21/05

Supervisory Practices Regarding Banking Organizations and Consumers Affected by Hurricane Katrina. (SR 05-16) (69 KB)

9/12/05

FAQs for Financial Institutions on the Bank Secrecy Act and Hurricane Katrina Victims. (SR 05-15) (70 KB)

9/12/05

Interagency FAQs on Residential Tract Development Lending. (SR 05-14) (68 KB)

7/06/05

New Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual. (SR 05-12) (69 KB)

5/23/05

Interagency Credit Risk Management Guidance for Home Equity Lending. (SR 05-11) (70 KB)

5/04/05

Accounting and Reporting for Commitments to Originate and Sell Mortgage Loans. (SR 05-10) (69 KB)

5/02/05

Frequently Asked Questions Relating to Customer Identification Program Rules (SR 05-9) (69 KB)

5/02/05

Interagency Interpretive Guidance on the Provision of Banking Services to Money Services Businesses Operating in the United States. (SR 05-8) (71 KB)

4/06/05

Account Relationships with Money Services Businesses. (SR 05-7) (69 KB)

3/30/05

Interagency FAQs on the Agencies' Appraisal Regulations and Interagency Statement on Independence of Appraisal and Evaluation Functions. (SR 05-5) (68 KB)

3/08/05

Interagency Advisory on the Confidentiality of Nonpublic Supervisory Information (SR 05-4) (67 KB)

2/25/05

Interagency Guidance on Overdraft Protection Programs (SR 05-3) (66 KB)

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2004 Supervisory and Regulatory Guidance

Date

Description

12/16/04

Interagency Statement on the Purchase and Risk Management of Life Insurance. SR 04-19 (67 KB)

12/10/04

Bank Holding Company Rating System. SR 04-18 (67 KB)

8/03/04

New Bank Secrecy Act Examination Procedures Relating to Section 326 of the USA PATRIOT ACT (SR 04-13) (68 KB)

7/12/04

Supervision of State-Chartered Banks (SR 04-12) (74 KB)

6/17/04

SR 04-10 Banking Accounts for Foreign Governments, Embassies, and Political Figures (54 KB)

6/17/04

SR 04-09 Revised Uniform Agreement on the Classification of Assets and Appraisal of Securities Held by Banks and Thrifts (54 KB)

6/03/04

Supervisory Letter SR 04-8 on Interagency Advisory concerning the legal protections associated with the filing of suspicious activity reports (53 KB)

3/04/04

Interagency Update on Accounting for Loan and Lease Losses (SR 04-5) (69 KB)

2/24/04

SR 04-04 Accounting for Deferred Compensation Agreements (68 KB)

2/04/04

SR 04-3 Debt Elimination Scams (67 KB)

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2003 Supervisory and Regulatory Guidance

Date

Description

11/24/03

Guidance on Change in Bank Control Procedures (69 KB)

11/4/03

SR 03-18 Independent Appraisal and Evaluation Functions (67 KB)

11/3/03

SR 03-17 New Bank Secrecy Act (BSA) Examination Procedures Relating to the USA PATRIOT Act (69 KB)

9/15/03

Agencies Issue Final Rules on Disciplinary Actions Against Accountants and Accounting Firms Performing Certain Audit Services (71 KB)

7/24/03

Fraudulent Federal Reserve Note Schemes (SR 03-14) (69 KB)

6/6/03

Revisions to the Suspicious Activity Report Form (SR 03-12) (51 KB)

6/6/03

Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System (SR 03-09) (52 KB)

5/16/03

Statement on Application of Recent Corporate Governance Initiative to Non-Public Banking Organizations ( 54 KB)

5/6/03

REVISED DOCUMENT LOCATION - Guidance Regarding Restrictions on Institutions in Troubled Condition (68 KB)

5/6/03

REVISED DOCUMENT LOCATION - Amended Interagency Guidance on the Internal Audit Function and its Outsourcing (71 KB)

5/2/03

Amended Interagency Guidance on the Internal Audit Function and its outsourcing

5/2/03

Guidance Regarding Restrictions on Institutions in Troubled Condition

3/13/03

Risk Management and Valuation of Mortgage Servicing Assets Arising from Mortgage Banking Activities (SR Letter 03-4) (68 KB)

2/13/03

U. S. Treasury to Reinstate USA PATRIOT Act Section 314(a) Information Requests (SR Letter 03-3) (68 KB)

1/17/03

Adoption of Regulation W Implementing Sections 23A and 23B of the Federal Reserve Act (SR Letter 03-2) (55 KB)

1/10/03

Account Management and Loss Allowance Methodology for Credit Card Lending (SR Letter 03-1) (53 KB)

1/8/03

Suspicious Activity Report Filing Requirements for Nonbank Subsidiaries of Bank Holding Companies and State Member Banks (SR Letter 02-24) (61 KB)

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2002 Supervisory and Regulatory Guidance

Date

Description

12/12/02

Interagency Advisory on Accounting for Accrued Interest Receivable Related to Credit Card Securitizations (SR Letter 02-22) (52 KB)

11/27/02

REVISED — NEW DOCUMENT LOCATION — The Sarbanes-Oxley Act of 2002 (SR Letter 02-20) (56 KB)

11/25/02

The Sarbanes-Oxley Act of 2002 (SR Letter 02-20) (55 KB)

8/2/02

Guidance Regarding Indemnification Agreements and Payments (SR Letter 02-17) (68 KB)

6/4/02

Interagency Advisory on the Unsafe and Unsound Use of Covenants Tied to Supervisory Actions in Securitization Documents (SR Letter 02-04) (56 KB)

6/4/02

Questions and Answers on the Capital Treatment of Recourse, Direct Credit Substitutes, and Residual Interests in Asset Securitizations (SR Letter 02-16) (54 KB)

5/30/02

Prime Bank and Other Financial Instrument Fraud Schemes (SR Letter 02-13) (54 KB)

4/8/02

Derivative Contacts Hedging Trust Preferred Stock (SR Letter 02-10) (69 KB)

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