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Dodd-Frank Regulatory Reform Rules

Dodd-Frank Act Regulatory Reform Rules

A roadmap for tracking the rulemaking process from start to finish


Track the progress of more than 200 proposals and rules that will be written by various federal agencies as part of the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.

How to Use This Site:

Please Note: The four main rulemaking status sections feature a sortable "Topic" column that categorizes each rule by subject matter. We have also added a sortable column referencing the applicable section(s) in the Dodd-Frank Act (DFA Section). E-mail notification alerts, which provide a brief description and links to recent postings, are also available. Subscribe now.

Latest Updates:  This homepage feature shows the most recent rule activity regardless of status, and is generated by the site's RSS feed. Older rule activity can be found by status via the navigation tabs.

Open for Comment: In this section, view all the proposed rules that are open for comment and published in the Federal Register, and also find out how and when to submit comments to the respective agency(ies).

Proposed: This section lists all rules that are proposed and are waiting for final approval.

Interim Final: This section lists all rules that, while having the full force and effect of the law, can still undergo further study or comment before they are confirmed as final rules.

Final: This section lists all final rules, and includes critical effective or mandatory compliance dates.

Resources: Links to various agencies involved in the Dodd-Frank Act rulemaking process. Now includes a glossary for easy reference as well as a quick tutorial on how a rule is made.

Questions or suggestions? Contact: regreformrules@stls.frb.org

Latest Updates

2/22/2012

SEC - Final rule allowing investment advisers to charge performance based compensation to "qualified clients." (FINAL RULE)

2/17/2012

CFPB - Proposed rule defining larger participants in markets for consumer debt collection and consumer reporting. (OPEN FOR COMMENT)

2/17/2012

CFTC - Final rules on external business conduct standards for swap dealers and major swap participants. (FINAL RULE)

2/15/2012

CFPB - Final rule for Regulation C exempting certain depository institutions from collecting data in 2012. (FINAL RULE)

2/14/2012

CFTC - Proposed rule for banks and nonbank financial companies restricting proprietary trading and relationships with hedge funds and other covered funds. (OPEN FOR COMMENT)

2/7/2012

CFPB - Final rule related to electronic remittance transfers to other consumers or businesses in a foreign country (Regulation E). (FINAL RULE)

2/7/2012

CFPB - Proposal and request for comment regarding electronic remittance transfers to consumers or businesses in a foreign country (Regulation E). (OPEN FOR COMMENT)

2/7/2012

CFTC - Final rule regarding protection of cleared swaps customer contracts and collateral. (FINAL RULE)

1/24/2012

OCC - Proposed rule regarding annual stress tests for national banks and federal savings associations. (OPEN FOR COMMENT)

1/23/2012

FDIC - Final rule requiring resolution plans for insured depository institutions with $50 billion or more in total assets. (FINAL RULE)

1/23/2012

FDIC - Proposed rule regarding annual stress tests for state nonmember banks and state savings associations. (OPEN FOR COMMENT)

1/23/2012

SEC - Request for comment for study regarding financial literacy among investors. (OPEN FOR COMMENT)

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