| PUBLICATION DATE | EFFECTIVE DATE | RULE / DESCRIPTION | TOPIC | DFA SECTION |
| 5/7/2013 |
5/7/2013
| CFPB - Final rule implementing Consumer Financial Civil Penalty Fund. | Consumer Protection | 1017 |
| 5/3/2013 |
5/3/2013
| CFPB - Final rule removing the independent ability-to-pay standard for consumers 21 and over and adding an ability-to-pay standard for all consumers (Truth in Lending (Regulation Z)). | Consumer Protection; Fair Lending | 1022, 1061 |
| 4/25/2013 |
4/25/2013
| CFPB - Determination of Tennessee and Maine state law compliance with the Electronic Fund Transfer Act (Regulation E). | Consumer Protection | 1022 |
| 4/19/2013 |
5/20/2013
| CFTC / SEC - Final rules regarding identity theft programs. | Consumer Protection | 1088, 1681 |
| 4/11/2013 |
6/10/2013
| CFTC - Final rule implementing clearing exemption for swaps between certain affiliated entities. | Derivatives Markets and Products | 723 |
| 4/10/2013 |
3/25/2013
| CFPB - Final policy statement on disclosure of consumer complaint data about consumer financial products and services. | Consumer Protection | 1001 et seq |
| 4/9/2013 |
5/13/2013
| FRS - Final rule regarding retail foreign exchange transactions. | Derivatives Markets and Products | 742 |
| 4/9/2013 |
6/10/2013
| SEC - Final rule amending rule filing requirements for dually-registered clearing agencies. | Derivatives Markets and Products | 763 |
| 4/8/2013 |
6/7/2013
| CFTC - Final rule regarding dual and multiple associations of persons associated with swap dealers, multiple swap participants and other commission registrants. | Derivatives Markets and Products | 731 |
| 4/5/2013 |
5/6/2013
| FRS - Final criteria for determining whether a company is "predominantly engaged in financial activities" and definitions of "significant nonbank financial company" and "significant bank holding company." | Safety and Soundness | 113 |
| 4/2/2013 |
4/2/2013
| CFTC - Final order exempting non-financial energy transactions from the Commodity Exchange Act and certain CFTC regulations. | Derivatives Markets and Products | 722 |
| 4/2/2013 |
4/2/2013
| CFTC - Final rule exempting electric energy transactions authorized under a protocol or tariff from the Commodity Exchange Act and certain CFTC regulations. | Derivatives Markets and Products | 712 |
| 3/28/2013 |
3/28/2013
| CFPB - Final rule regarding limits on credit card fees. | Consumer Protection | 1022, 1061 |
| 3/26/2013 |
3/26/2013
| CFPB - Final rule regarding specific fee disclosures at automated teller machines. | Consumer Protection | 1022, 1061 |
| 2/15/2013 |
3/18/2013
| CFPB - Final rule regarding disclosure of records and information. | Consumer Protection | 1022 |
| 2/15/2013 |
*
6/1/2013
| CFPB - Final rule regarding loan originator compensation requirements under the Truth in Lending Act (Regulation Z). | Consumer Protection | 1401, 1402, 1403, 1414 |
| 2/14/2013 |
1/10/2014
| CFPB - Final rule establishing mortgage servicing rules under the Real Estate Settlement Procedures Act (Regulation X). | Consumer Protection; Fair Lending | 1032, 1463 |
| 2/14/2013 |
1/10/2014
| CFPB - Final rule establishing mortgage servicing rules under the Truth In Lending Act (Regulation Z). | Consumer Protection; Fair Lending | 1418, 1420, 1464 |
| 2/13/2013 |
1/18/2014
| CFPB / FHFA / FRS / NCUA / OCC - Final rule requiring appraisals for higher-priced mortgages. | Consumer Protection | 1471 |
| 1/31/2013 |
1/10/2014
| CFPB - Final rule amending the Truth in Lending Act (Regulation Z) and the Real Estate Settlement Procedures Act (Regulation X) expanding HOEPA coverage and implementing home ownership counseling requirements. | Consumer Protection | 1011, 1021, 1061, 1098 |
| 1/31/2013 |
1/18/2014
| CFPB - Final rule requiring disclosure and delivery of appraisals and other written valuations under the Equal Credit Opportunity Act (Regulation B). | Consumer Protection | 1471, 1474 |
| 1/30/2013 |
1/10/2014
| CFPB - Final rule amending ability-to-repay and qualified mortgage standards under the Truth in Lending Act (Regulation Z). | Consumer Protection | 1411, 1412, 1414 |
| 1/29/2013 |
1/29/2013
| CFPB - Final rule temporarily delaying implementation of remittance transfer rules in Regulation E. | Consumer Protection | 1022, 1073 |
| 1/23/2013 |
3/25/2013
| SEC - Final rule concerning due diligence requirements in searching for lost or missing securityholders and unresponsive payees. | Investor Protection | 929W |
| 1/22/2013 |
6/1/2013
| CFPB - Final rule amending escrow requirements for higher-priced mortgage loans (Regulation Z). | Mortgage Reform | 1461, 1462 |
| 1/18/2013 |
1/18/2013
| NCUA - Final rule amending standard maximum share insurance amount (SMSIA). | Deposit Insurance Reform | 335 |
| 1/8/2013 |
1/8/2013
| OCC - Notice of guidance for swap dealers regarding requests for transition periods. | Derivatives Markets and Products | 716 |
| 1/7/2013 |
12/31/2012
| CFTC - Final exemptive order regarding compliance with certain swap regulations. | Derivatives Markets and Products | 722 |
| 12/31/2012 |
12/31/2012
| OCC - Final rule on lending limits for credit exposures arising from a derivative transaction or securities financing transaction. | Safety and Soundness | 610 |
| 12/21/2012 |
*
4/9/2013
| CFTC - Final rule adapting regulations to incorporate swaps related to records of transactions | Derivatives Markets and Products | 701 et seq. |
| 12/21/2012 |
1/1/2013
| FDIC / FRS / OCC - Joint final rule amending community reinvestment act regulations. | Safety and Soundness | 312 |
| 12/13/2012 |
2/11/2013
| CFTC - Final rule establishing clearing requirements for certain classes of credit default swaps (CDS) and interest rate swaps (IRS). | Derivatives Markets and Products | 723 |
| 12/13/2012 |
6/11/2013
| NCUA - Final rule establishing alternatives to the use of credit ratings to assess creditworthiness. | Safety and Soundness | 939 |
| 12/10/2012 |
*
12/18/2012
| SEC - Final rule for submitting advance notices and security-based swap submissions | Derivatives Markets and Products | 806 |
| 11/23/2012 |
11/23/2012
| CFPB - Final rule delaying implementation of certain new mortgage disclosures under the Truth in Lending Act (Regulation Z). | Consumer Credit | 1098, 1100A, 1400 |
| 11/23/2012 |
12/24/2012
| SEC - Final rule regarding purchase of certain debt securities by business and industrial development companies relying on an Investment Company Act exemption. | Consumer Credit | 939 |
| 11/21/2012 |
1/1/2013
| CFPB - Final rule amending trigger for disclosure requirements for certain home mortgages under the Truth in Lending Act (Regulation Z). | Consumer Credit | 1043, 1061, 1100 |
| 11/21/2012 |
1/1/2013
| CFPB / FRS - Final rule amending official interpretation and commentary on the Consumer Leasing Act (Regulation M). | Consumer Credit | 1029 |
| 11/21/2012 |
1/1/2013
| CFPB / FRS - Final rule amending official interpretation and commentary on the Truth in Lending Act (Regulation Z). | Consumer Credit | 1029 |
| 11/20/2012 |
11/20/2012
| TREAS - Final determination of foreign exchange swaps and foreign exchange forwards under the commodity exchange act. | Derivatives Markets and Products | 721 |
| 11/2/2012 |
1/2/2013
| CFTC - Final rule adapting regulations to incorporate swaps. | Derivatives Markets and Products | 701 et seq. |
| 11/2/2012 |
1/2/2013
| SEC - Final rule establishing clearing agency standards. | Derivatives Markets and Products | 763, 805 |
| 10/31/2012 |
1/2/2013
| CFPB - Final rule defining larger participants of the consumer debt collection market. | Consumer Protection | 1024 |
| 10/31/2012 |
4/1/2013
| FDIC - Final rule amending definitions defining assessment rates for large and highly complex insured depository institutions. | Deposit Insurance Reform | 331, 332, 334 |
| 10/25/2012 |
10/25/2012
| CFTC - Interpretative statement regarding the applicability of the confidentiality and indemnification provisions of the Commodity Exchange Act. | Derivatives Markets and Products | 727 |
| 10/16/2012 |
11/15/2012
| FDIC - Final rule permitting enforcement of subsidiary and affiliate contracts by the FDIC as receiver of a covered financial company. | Resolution Authority; Systemically Important Financial Institutions | 210 |
| 10/15/2012 |
10/15/2012
| FDIC - Final rule implementing annual stress test for FDIC insured state nonmember banks and state-chartered saving associations. | Safety and Soundness | 165 |
| 10/12/2012 |
11/15/2012
| FRS - Final rule establishing company-run stress tests for bank holding companies, state member banks and savings and loan holding companies with assets between $10 and $50 billion. | Safety and Soundness | 165 |
| 10/12/2012 |
11/15/2012
| FRS - Final rule requiring annual stress tests of bank holding companies and nonbank financial companies with total consolidated assets of $50 billion or more. | Safety and Soundness | 165 |
| 10/9/2012 |
10/9/2012
| OCC - Final rule establishing annual stress test guidelines for national banks and federal savings associations. | Safety and Soundness | 165 |
| 9/12/2012 |
*
11/23/2012
| SEC - Final rules relating to disclosure of payments by resource extraction issuers to a foreign government or the Federal Government | Derivatives Markets and Products; Investor Protection | 1504 |
| 9/12/2012 |
11/13/2012
| SEC - Final rules revising annual reporting requirements of certain issuers concerning whether minerals originated in the Democratic Republic of the Congo or an adjoining country. | Derivatives Markets and Products; Investor Protection | 1502 |
| 9/11/2012 |
*
4/9/2013
| CFTC - Final rule prescribing standards for swap dealers (SDs) and major swap participants (MSPs) | Derivatives Markets and Products; Investor Protection | 731 |
| 9/5/2012 |
11/5/2012
| CFTC - Final amendments to framework for operations of commodity pool operator (CPO) and commodity trading advisor (CTA). | Derivatives Markets and Products; Investor Protection | 721 |
| 8/30/2012 |
1/1/2013
| FDIC / FRS / OCC - Final risk-based capital guidelines related to market risk capital rules. | Bank Capital | 939A |
| 8/28/2012 |
10/29/2012
| CFTC - Final rule regarding the registration of intermediaries in swap transactions. | Derivatives Markets and Products | 721 |
| 8/20/2012 |
*
2/15/2013
| CFPB - Final rule regarding electronic remittance transfers to consumers or businesses in a foreign country (Regulation E) | Consumer Protection | 1073 |
| 8/13/2012 |
10/12/2012
| CFTC / SEC - Joint final rule and guidance further defining the terms "swap," "security-based swap," and "security-based swap agreement", regulation of "mixed swaps" and security-based swap agreement recordkeeping. | Derivatives Markets and Products | 712, 721, 761 |
| 8/3/2012 |
10/1/2012
| FRS - Final rule on debit interchange transaction fee allowance for fraud-prevention costs. | Debit Interchange Fees | 1075 |
| 8/2/2012 |
9/14/2012
| FRS - Final risk management standards for financial market utilities (FMUs) designated as systemically important by FSOC. | Payments, Settlement and Clearing Activities | 805, 806 |
| 7/30/2012 |
9/28/2012
| CFTC - Final swap transaction compliance and implementation schedule for clearing and trade execution. | Derivatives Markets and Products | 712, 723 |
| 7/26/2012 |
7/20/2012
| SEC - Extending expiration dates of temporary exemptions for eligible credit default swaps. | Derivatives Markets and Products | 761, 763, 774 |
| 7/24/2012 |
7/21/2012
| FDIC - Final rule on permissible investments in corporate debt securities by federal and state savings associations. | Safety and Soundness | 939 |
| 7/24/2012 |
7/21/2012
| FDIC - Guidance on due diligence requirements of final rule on permissible investments in corporate debt securities by federal and state savings associations. | Safety and Soundness | 939 |
| 7/23/2012 |
7/20/2012
| SEC - Guidance on definitions of mortgage related security and small business related security. | Derivatives Markets and Products | 939 |
| 7/20/2012 |
9/30/2012
| CFPB - Final rule on defining larger participants of the consumer reporting market. | Consumer Protection | 1024 |
| 7/19/2012 |
9/17/2012
| CFTC - Final rule adopting requirements for the elective exception to mandatory clearing of swaps available for certain swap counterparties (the End-User Exception). | Derivatives Markets and Products | 723 |
| 7/13/2012 |
7/13/2012
| CFTC - Second amendment extending the expiration date provided in final order on temporary exemption for swaps, swap dealers, major swap participants, eligible swap participants, and certain transactions in exempt commodities. | Derivatives Markets and Products | 701 et seq. |
| 7/13/2012 |
*
12/10/2012
| SEC - Process for submissions for review of security-based swaps for mandatory clearing and notice filing requirements for clearing agencies | Derivatives Markets and Products; Investor Protection | 763, 806, 916 |
| 7/5/2012 |
8/6/2012
| CFPB - Final rule on confidential treatment of information. | Other | 1022 |
| 6/29/2012 |
6/29/2012
| CFPB - Final rules of practice for adjudication proceedings before the CFPB. | Consumer Protection | 1053 |
| 6/29/2012 |
6/29/2012
| CFPB - Final rules relating to CFPB policies and procedures applicable to investigations. | Consumer Protection | 1052 |
| 6/29/2012 |
6/29/2012
| CFPB - Final rules relating to notification of state enforcement actions involving provision of consumer financial products or services. | Consumer Protection | 1042 |
| 6/27/2012 |
7/27/2012
| SEC - Final rule establishing listing standards for compensation committees. | Derivatives Markets and Products; Investor Protection | 952 |
| 6/22/2012 |
6/19/2012
| CFPB - Final policy statement on disclosure of certain consumer complaint data on credit cards. | Consumer Protection | 1001 et seq. |
| 6/22/2012 |
7/23/2012
| FDIC / TREAS - Final rule limiting the aggregate amount of outstanding obligations the FDIC may issue in connection with orderly liquidation of a covered financial company. | Resolution Authority | 210 |
| 6/19/2012 |
8/20/2012
| CFTC - Core principles and other requirements for designated contract markets (DCMs). | Derivatives Markets and Products; Investor Protection | 723, 733, 735 |
| 6/13/2012 |
1/1/2013
| OCC - Final guidance on due diligence requirements in determining whether investment securities are eligible for investment. | Derivatives Markets and Products; Investor Protection | 939A |
| 6/13/2012 |
7/21/2012
| OCC - Final rule establishing alternatives to the use of external credit ratings in OCC regulations. | Derivatives Markets and Products; Investor Protection | 939A |
| 6/12/2012 |
8/13/2012
| CFTC - Final rule establishing recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. | Derivatives Markets and Products; Investor Protection | 723, 728, 729 |
| 6/8/2012 |
6/8/2012
| FRS - Statement of policy regarding the conformance period for entities engaged in prohibited proprietary trading or private equity fund or hedge fund activities (Volcker Rule). | Proprietary Trading by Bank | 619 |
| 6/4/2012 |
7/20/2012
| FRS - Final procedures for securities holding companies (SHCs) to elect to be supervised by the Federal Reserve. | Other | 618 |
| 5/23/2012 |
*
12/31/2012
| CFTC / SEC - Final rule on definitions of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant" and interim final rule excepting certain hedging transactions from the "Swap Dealer" definition | Derivatives Markets and Products | 721, 761 |
| 5/21/2012 |
7/20/2012
| TREAS - Final rule establishing assessment schedule for large bank holding companies and interim rule requesting comment on assessment schedule for nonbank financial companies to cover expenses of the Office of Financial Research. | Other | 155 |
| 5/17/2012 |
7/23/2012
| FDIC / FRS / OCC - Final supervisory guidance on stress testing for banking organizations with more than $10 billion in total consolidated assets. | Safety and Soundness | 165 |
| 5/10/2012 |
7/16/2013
| FDIC / FRS / OCC - Guidance on the effective date of the general prohibition on the provision of Federal assistance to a swaps entity. | Other | 716 |
| 4/30/2012 |
5/30/2012
| FDIC - Final rule regarding treatment of mutual insurance holding companies as insurance companies. | Insurance | 203, 209 |
| 4/27/2012 |
6/26/2012
| CFTC - Final rule concerning commodity options and interim final rule adopting a trade option exemption. | Derivatives Markets and Products | 721 |
| 4/12/2012 |
7/12/2012
| FRS - Final rule clarifying application of Regulation J to remittance transfers. | Payments, Settlement and Clearing Activities | 1073 |
| 4/11/2012 |
5/11/2012
| FSOC - Final rule on implementation of the Freedom of Information Act (FOIA). | Other | 112 |
| 4/11/2012 |
5/11/2012
| FSOC - Final rule on supervision and regulation of certain nonbank financial companies. | Safety and Soundness | 113 |
| 4/9/2012 |
10/1/2012
| CFTC - Final rules regarding risk management practices of clearing members of derivatives clearing organizations. | Derivatives Markets and Products; Payments, Settlement and Clearing Activities | 701 et seq. |
| 4/5/2012 |
4/16/2012
| SEC - Exemptions for security-based swaps issued by certain clearing agencies. | Derivatives Markets and Products | 763, 766 |
| 4/3/2012 |
4/3/2012
| CFPB - Notice regarding allowable amount for fee charged for making a disclosure to consumers. | Consumer Credit | 1088 |
| 4/3/2012 |
6/4/2012
| CFTC - Final rules regarding recordkeeping, reporting, risk management, monitoring trades, conflicts of interest, and compliance programs for swap dealers, major swap participants, futures commission merchants and introducing brokers. | Derivatives Markets and Products; Investor Protection | 725, 726, 731, 732 |
| 2/24/2012 |
4/24/2012
| CFTC - Final rule regarding compliance obligations of commodity pool operators (CPO) and commodity trading advisors (CTA). | Derivatives Markets and Products | 404, 406 |
| 2/22/2012 |
5/22/2012
| SEC - Final rule allowing investment advisers to charge performance based compensation to "qualified clients." | Derivatives Markets and Products | 205 |
| 2/17/2012 |
4/17/2012
| CFTC - Final rules on external business conduct standards for swap dealers and major swap participants. | Derivatives Markets and Products | 731 |
| 2/15/2012 |
2/15/2012
| CFPB - Final rule for Regulation C exempting certain depository institutions from collecting data in 2012. | Consumer Protection | 1094 |
| 2/7/2012 |
*
2/7/2013
| CFPB - Final rule related to electronic remittance transfers to other consumers or businesses in a foreign country (Regulation E) | Consumer Protection | 1073 |
| 2/7/2012 |
4/9/2012
| CFTC - Final rule regarding protection of cleared swaps customer contracts and collateral. | Derivatives Markets and Products | 724 |
| 1/23/2012 |
4/1/2012
| FDIC - Final rule requiring resolution plans for insured depository institutions with $50 billion or more in total assets. | Living Wills; Resolution Authority; Systemically Important Financial Institutions | 165 |
| 1/19/2012 |
3/19/2012
| CFTC - Final rules for registering swap dealers and major swap participants. | Derivatives Markets and Products | 731 |
| 1/19/2012 |
1/19/2012
| CFTC - Notice and order authorizing National Futures Association to perform registration functions with respect to swap dealers and major swap participants. | Derivatives Markets and Products | 731 |
| 1/13/2012 |
3/13/2012
| CFTC - Final rule on swap data recordkeeping and reporting requirements applicable to swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. | Derivatives Markets and Products | 727, 728, 729 |
| 1/9/2012 |
3/9/2012
| CFTC - Final rule providing for public availability of swap transaction data in real-time to enhance price discovery. | Derivatives Markets and Products; Investor Protection | 727 |
| 12/29/2011 |
2/27/2012
| SEC - Final rule amending the net worth standard for accredited investors. | Investor Protection; Securitization | 413, 944 |
| 12/28/2011 |
1/27/2012
| SEC - Final rule establishing requirements for disclosures in periodic reports filed by mine operators with the SEC. | Investor Protection | 1503 |
| 12/23/2011 |
12/23/2011
| CFTC - Amendment extending the expiration date provided in final order on temporary exemption for swaps, swap dealers, major swap participants, eligible swap participants, and certain transactions in exempt commodities. | Derivatives Markets and Products | 712, 721, 754 |
| 12/23/2011 |
2/21/2012
| CFTC - Final rules establishing registration requirements for certain foreign boards of trade (FBOT). | Derivatives Markets and Products | 738 |
| 12/19/2011 |
2/17/2012
| CFTC - Final rule regarding the investment of customer segregated funds and funds held in certain other accounts. | Investor Protection | 939A |
| 12/1/2011 |
12/30/2011
| FRS - Final rule requiring large BHCs (total consolidated assets of $50 billion or more) to submit annual capital plans and to obtain prior approval for certain capital distributions. | Safety and Soundness | 165 |
| 11/30/2011 |
11/30/2011
| NCUA - Final rule on remittance transfers. | Payments, Settlement and Clearing Activities | 1073 |
| 11/18/2011 |
1/17/2012
| CFTC - Rules addressing position limits for futures and swaps. | Derivatives Markets and Products | 737 |
| 11/16/2011 |
3/31/2012
| CFTC / SEC - Final rules on reporting requirements for registered investment advisors that advise one or more private funds, registered commodity pool operators and registered commodity trading advisors. | Derivatives Markets and Products | 401 et seq. |
| 11/8/2011 |
1/9/2012
| CFTC - Final rule regarding general provisions and core principles for derivatives clearing organizations. | Derivatives Markets and Products | 725, 802, 805, 807 |
| 11/1/2011 |
11/30/2011
| FDIC / FRS - Final rule to implement requirements for certain nonbank financial companies and bank holding companies to submit resolution plans. | Living Wills; Resolution Authority; Systemically Important Financial Institutions | 165 |
| 9/26/2011 |
9/26/2011
| FRS - Final rule temporarily excepting motor vehicle dealers from certain equal credit opportunity requirements. | Fair Lending | 1029, 1071 |
| 9/12/2011 |
9/12/2011
| CFTC - Final rules regarding retail foreign exchange transactions. | Derivatives Markets and Products | 721, 741, 742 |
| 9/1/2011 |
10/31/2011
| CFTC - Final rule establishing registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories (SDRs). | Derivatives Markets and Products | 728 |
| 8/25/2011 |
10/24/2011
| CFTC - Final rules implementing a whistleblower program that includes incentives and prohibits retaliation against whistleblowers. | Investor Protection | 748 |
| 8/24/2011 |
8/18/2011
| SEC - Order approving final rules for funding of oversight program related to audits of brokers and dealers. | Investor Protection | 982 |
| 8/23/2011 |
9/22/2011
| SEC - Final rule regarding suspension of the duty to file reports for classes of asset-backed securities. | Derivatives Markets and Products | 942 |
| 8/10/2011 |
12/31/2011
| CFTC - Final rules regarding agricultural swaps. | Derivatives Markets and Products | 723 |
| 8/3/2011 |
*
9/2/2011
| SEC - Removal of security ratings from rules and forms | Investor Protection; Securitization | 939A |
| 7/27/2011 |
9/26/2011
| CFTC - Final rule regarding provisions common to registered entities with respect to certification and approval for new products and contracts based on certain excluded commodities. | Derivatives Markets and Products | 745 |
| 7/27/2011 |
8/26/2011
| FSOC - Final rule on authority to designate financial market utilities (FMUs) as systemically important. | Systemically Important Financial Institutions | 804 |
| 7/26/2011 |
9/26/2011
| CFTC - Final rule on process for review of swaps for mandatory clearing. | Derivatives Markets and Products | 723, 745 |
| 7/25/2011 |
9/23/2011
| CFTC - Final rule removing any reference to or reliance on credit ratings in Commission regulations. | Investor Protection; Securitization | 939A |
| 7/22/2011 |
9/20/2011
| CFTC - Final rule on business affiliate marketing and disposal of consumer information. | Investor Protection | 1088 |
| 7/22/2011 |
9/20/2011
| CFTC - Final rule on privacy of consumer financial information; conforming amendments under Dodd-Frank Act. | Investor Protection | 1093 |
| 7/22/2011 |
9/20/2011
| CFTC - Final rules on large trader reporting for physical commodity swaps. | Derivatives Markets and Products | 737 |
| 7/21/2011 |
7/21/2011
| CFPB - Identification of enforceable rules under CFPB's authority. | Consumer Protection | 1063 |
| 7/21/2011 |
*
7/21/2011
| OCC - Final rule implementing transfer of authority from OTS to OCC | Safety and Soundness; Thrifts | 335, 603 |
| 7/20/2011 |
10/1/2011
| FRS - Final rule on debit card interchange fees and routing (Regulation II). | Debit Interchange Fees | 1075 |
| 7/19/2011 |
7/14/2011
| CFTC - Final order on temporary exemption for swaps, swap dealers, major swap participants, eligible swap participants, and certain transactions in exempt commodities. | Derivatives Markets and Products | 701 et seq. |
| 7/19/2011 |
*
7/21/2011
| SEC - Final rule on registration requirements for investment advisors and to the "pay-to-play" rule | Investor Protection | 410 |
| 7/18/2011 |
7/21/2011
| FRS - Final rule repealing Regulation Q, prohibition against payment of interest on demand deposits. | Safety and Soundness | 627 |
| 7/15/2011 |
8/15/2011
| FDIC - Final rule on certain orderly liquidation authority provisions. | Living Wills; Resolution Authority; Systemically Important Financial Institutions | 209 |
| 7/15/2011 |
8/15/2011
| FRS - Final rule issuing revised model adverse action notices in Regulation B, Equal Credit Opportunity. | Consumer Credit | 1100F |
| 7/15/2011 |
8/15/2011
| FRS / FTC - Final rule on risk-based pricing rules under the Fair and Accurate Credit Transactions Act. | Consumer Credit | 1100F |
| 7/14/2011 |
8/15/2011
| CFTC - Final rules to implement new anti-manipulation authority in swap markets. | Investor Protection | 753 |
| 7/14/2011 |
7/21/2011
| FDIC - Final rule rescinding regulations that implemented the statutory prohibition against the payment of interest on demand deposits. | Deposit Insurance Reform | 627 |
| 7/14/2011 |
7/15/2011
| OCC - Final rule on retail foreign exchange transactions. | Derivatives Markets and Products | 742 |
| 7/13/2011 |
9/12/2011
| CFTC - Final rule defining agricultural commodity. | Derivatives Markets and Products | 723 |
| 7/12/2011 |
7/15/2011
| FDIC - Final rule providing requirements for foreign currency futures, options on futures, and options an insured institution engages in with retail customers. | Derivatives Markets and Products | 742 |
| 7/6/2011 |
7/21/2011
| FDIC / OCC - List of OTS regulations to be enforced by the OCC and FDIC upon the DFA transfer date. | Thrifts | 312, 316 |
| 7/6/2011 |
7/6/2011
| IRS - Temporary modification of Treasury regulations to remove references to credit ratings and credit agencies. | Safety and Soundness | 393 |
| 7/6/2011 |
7/21/2011
| SEC - Final rule providing exemptions from registration requirements for advisers to venture capital funds, private fund advisers with less than $150 million in assets, and foreign private advisers. | Investor Protection | 403, 409, 419 |
| 6/29/2011 |
8/29/2011
| SEC - Final rule defining "family office." | Investor Protection | 209 |
| 6/28/2011 |
7/28/2011
| FDIC / FRS / OCC - Final rule amending risk-based capital adequacy standards. | Bank Capital | 171 |
| 6/20/2011 |
1/1/2012
| FRS - Final rule increasing the threshold for exempt consumer credit transactions to $51,800. | Consumer Credit | 1100E |
| 6/20/2011 |
1/1/2012
| FRS - Final rule increasing the threshold for exempt consumer leases to $51,800. | Consumer Protection | 1100E |
| 6/14/2011 |
7/16/2011
| SEC - Final rule on beneficial ownership reporting requirements and security-based swaps. | Derivatives Markets and Products | 766 |
| 6/13/2011 |
8/12/2011
| SEC - Final rule to implement whistleblower incentives and protection provisions. | Investor Protection | 922 |
| 5/25/2011 |
6/24/2011
| NCUA - Final rule revising Part 745; Share Insurance and Appendix. | Deposit Insurance Reform | 343 |
| 5/16/2011 |
5/16/2011
| SEC - Order directing funding for the Governmental Accounting Standards Board (GASB). | Derivatives Markets and Products | 978 |
| 5/4/2011 |
4/28/2011
| FDIC - Establishment of the FDIC Systemic Resolution Advisory Committee. | Systemically Important Financial Institutions | 201 et seq. |
| 4/4/2011 |
7/21/2011
| FRS - Final rule to amend Regulation M to exempt certain consumer credit transactions in which the amount financed exceeds $50,000. | Consumer Credit | 1062, 1100H |
| 4/4/2011 |
7/21/2011
| FRS - Final rule to amend Regulation Z to exempt certain consumer credit transactions in which the amount financed exceeds $50,000. | Mortgage Reform | 1062, 1100H |
| 3/2/2011 |
4/1/2011
| FRS - Final rule providing a separate, higher threshold for determining coverage of the escrow requirement applicable to higher-priced mortgage loans under Regulation Z, Truth in Lending. | Mortgage Reform | 1461 |
| 2/25/2011 |
4/1/2011
| FDIC - Final rules regarding the assessment base and rates, large institutions assessment system, and deposit insurance fund dividends. | Deposit Insurance Reform | 331, 332, 334 |
| 2/14/2011 |
4/1/2011
| FRS - Final rule on conformance period for prohibited proprietary trading, private equity fund or hedge fund activities (Volcker rule). | Proprietary Trading by Bank | 619 |
| 2/2/2011 |
4/4/2011
| SEC - Shareholder approval of executive compensation and golden parachutes. | Executive Compensation | 951 |
| 1/27/2011 |
1/27/2011
| FDIC - Final rule amending deposit insurance regulations to allow unlimited coverage for IOLTAs. | Deposit Insurance Reform | 343 |
| 1/26/2011 |
3/28/2011
| SEC - Final rule on representations and warranties in asset-backed securities offerings. | Investor Protection; Securitization | 943 |
| 1/25/2011 |
3/28/2011
| SEC - Final rule requiring issuers of asset-backed securities to review the assets underlying each ABS and to disclose the nature of the review and findings. | Securitization | 945 |
| 1/24/2011 |
1/24/2011
| SEC - Final rule for the handling of proposed rule changes submitted by self-regulatory organizations (SROs). | Derivatives Markets and Products | 916 |
| 12/20/2010 |
1/1/2011
| FDIC - Designated reserve ratio for the Deposit Insurance Fund. | Deposit Insurance Reform | 334 |
| 11/15/2010 |
12/31/2010
| FDIC - Final rule on deposit insurance coverage for noninterest bearing transaction accounts. | Deposit Insurance Reform | 343 |
| 10/4/2010 |
10/4/2010
| SEC - Removal from regulation FD of the exemption for disclosures made to credit rating agencies for the purpose of determining a credit rating. | Securitization | 939B |
| 10/1/2010 |
10/1/2010
| SEC - Commission guidance regarding auditing, attestation, and related professional practice standards for brokers and dealers. | Corporate Governance | 982 |
| 9/24/2010 |
4/1/2011
| FRS - Truth in Lending final rule to protect consumers in the mortgage market from unfair lending practices that can arise from certain loan originator compensation practices. | Mortgage Reform | 1403 |
| 9/21/2010 |
9/21/2010
| SEC - Final rule provides that any accounting firm preparing an audit report for an issuer that is a non-accelerated filer will not be required to attest to, and report on, the internal control assessment made by the issuer's management. | Corporate Governance | 989G |
| 9/20/2010 |
7/21/2011
| CFPB - Designated transfer date for transfer of functions to the Bureau of Consumer Financial Protection. | Other | 1062 |
| 9/10/2010 |
10/18/2010
| CFTC - New regulations establishing standards for off-exchange retail foreign exchange transactions and intermediaries. | Derivatives Markets and Products | 742 |
| 9/2/2010 |
9/2/2010
| NCUA - Increase standard maximum share insurance amount (SMSIA) applicable to credit union accounts. | Deposit Insurance Reform | 335 |
| 8/13/2010 |
8/13/2010
| FDIC - Increase in standard maximum deposit insurance amount (SMDIA). | Deposit Insurance Reform | 335 |