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Dodd-Frank Regulatory Reform Rules

CFTC / SEC - Proposed rules regarding identity theft prevention programs.

RIN 3038-AD14. The jointly issued proposed rules and guidelines would require financial institutions and creditors to develop and implement a written identity theft prevention program that is designed to detect, prevent, and mitigate identity theft in connection with certain existing accounts or the opening of new accounts. The proposal also establishes special requirements for credit and debit card issuers to assess the validity of notifications of changes of address.


Published: 3/6/2012
Comment Period Ended: 5/7/2012

Submit Your Comments:

Comment period is closed.

Agency Information:

Agency: CFTC / SEC
Agency Reference:
CFTC - 77 FR 13450 on CFTC website
SEC - Release No. IC-29969, File No. S7-02-12

DFA Section(s):


The Financial Crisis - A Timeline of Events and Policy Actions Reforming the Nation’s Financial System - A Timeline Foreclosure Resource Center