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Dodd-Frank Regulatory Reform Rules

Interim Final Rules

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PUBLICATION DATE
EFFECTIVE DATERULE / DESCRIPTIONTOPICDFA SECTION
12/27/2011 12/30/2011 CFPB - Interim final rule regarding the Electronic Fund Transfers Act (Regulation E).Consumer Protection1061, 1084
12/27/2011 12/31/2011 SEC - Extension of temporary rule for registration of municipal advisors.Investor Protection975
12/22/2011 12/30/2011 CFPB - Interim final rule regarding the Truth in Lending Act (Regulation Z).Consumer Protection1061, 1100A
12/21/2011 12/30/2011 CFPB - Interim final rule regarding privacy of consumer financial information (Regulation P).Consumer Protection1061, 1093
12/21/2011 12/30/2011 CFPB - Interim final rule regarding the Equal Credit Opportunity Act (Regulation B).Consumer Protection1061, 1085
12/21/2011 12/30/2011 CFPB - Interim final rule regarding the Fair Credit Reporting Act (Regulation V).Consumer Protection1061, 1088
12/21/2011 12/30/2011 CFPB - Interim final rule regarding the Interstate Land Sales Full Disclosure Act (Regulation J, Regulation K, and Regulation L).Consumer Protection1061, 1098A
12/21/2011 12/30/2011 CFPB - Interim final rule regarding the Truth in Savings Act (Regulation DD).Consumer Protection1061, 1100B
12/20/2011 12/30/2011 CFPB - Interim final rule regarding the Real Estate Settlement Procedures Act (Regulation X).Consumer Protection1098
12/19/2011 12/30/2011 CFPB - Interim final rule regarding consumer leasing (Regulation M).Consumer Credit1100A, 1100E
12/19/2011 12/30/2011 CFPB - Interim final rule regarding home mortgage disclosure (Regulation C).Consumer Protection1094
12/19/2011 12/30/2011 CFPB - Interim final rules regarding the S.A.F.E. Mortgage Licensing Act (Regulation G and Regulation H).Consumer Protection1100
12/16/2011 12/30/2011 CFPB - Interim final rule for disclosure requirements for institutions lacking FDIC insurance (Regulation I).Consumer Protection1090
12/16/2011 12/30/2011 CFPB - Interim final rule regarding the Fair Debt Collection Practices Act (Regulation F).Consumer Protection1089
12/16/2011 12/30/2011 CFPB - Interim final rules regarding the Mortgage Acts and Practices - Advertising rule (Regulation N), and, the Mortgage Assistance Relief Services rule (Regulation O).Consumer Protection1066
11/18/2011 1/17/2012 CFTC - Rules addressing position limits for futures and swaps. Derivatives Markets and Products737
11/3/2011 11/3/2011 OSHA - Interim final rule amending regulations governing SOX whistleblower claims.Investor Protection922, 929A
9/30/2011 9/30/2011 TREAS - Ethics standards for Treasury employees.Other152
9/13/2011 9/13/2011 FRS - Interim final rule governing savings and loan holding companies (Regulation LL and Regulation MM).Thrifts312, 316
9/12/2011 9/12/2011 OCC - Interim final rule regarding retail foreign exchange transactions.Derivatives Markets and Products742
8/24/2011 8/18/2011 SEC - Order approving proposed rule for an interim program of inspections related to audits of brokers and dealers.Investor Protection982
8/9/2011 7/21/2011 OCC - Interim final rule and request for comment regarding transfer and redesignation of OTS regulations for federal savings associations.Thrifts312
8/5/2011 7/22/2011 FDIC - Request for comment regarding transfer and redesignation of certain OTS regulations. Safety and Soundness311
7/28/2011 7/28/2011 CFPB - Interim rule and request for comment on rules of disclosure of information. Other1022, 1052
7/28/2011 7/28/2011 CFPB - Interim rule and request for comment on rules of practice for adjudication.Consumer Protection1053
7/28/2011 7/28/2011 CFPB - Interim rule and request for comment on rules relating to investigations.Consumer Protection1052
7/28/2011 7/28/2011 CFPB - Interim rule and request for comment on rules relating to notifications by state officials.Consumer Protection1042
7/27/2011 7/27/2011 NCUA - Interim rule and request for comment on remittance transfers.Safety and Soundness1073
7/22/2011 7/22/2011 CFPB - Interim final rule establishing Regulation D to the Alternative Mortgage Transaction Parity Act (AMTPA). Mortgage Reform1061, 1083
7/20/2011 10/1/2011 FRS - Interim final rule and request for comment on debit interchange transaction fees for fraud-prevention costs.Debit Interchange Fees1075
7/15/2011 * 7/15/2011 SEC - Interim temporary rule and request for comment on retail foreign exchange transactionsDerivatives Markets and Products742
7/13/2011 7/15/2011 SEC - Interim final rule amending rule filing requirements for dually-registered clearing agencies.Payments, Settlement and Clearing Activities763
7/11/2011 7/11/2011 SEC - Interim final rules providing exemptions for security-based swaps.Derivatives Markets and Products701 et seq.
7/7/2011 7/1/2011 SEC - Order granting temporary exemption from clearing agency registration requirements.Derivatives Markets and Products761, 763, 774
7/7/2011 7/1/2011 SEC - Order granting temporary exemptions in connection with revision of the definition of "security" to encompass security-based swaps, and request for comment.Derivatives Markets and Products712
6/22/2011 6/15/2011 SEC - Exemptive order and request for comment regarding temporary exemptions and relief applicable to security-based swaps.Derivatives Markets and Products; Investor Protection701 et seq.
3/4/2011 4/4/2011 HUD - Proposal to reinstate framework for providing emergency relief to certain homeowners.Mortgage Reform1496
1/25/2011 1/25/2011 FDIC - Interim final rule and request for comments on aspects of orderly liquidation authority with respect to systemically important financial companies.Living Wills; Resolution Authority; Systemically Important Financial Institutions209
12/17/2010 12/17/2010 CFTC - Interim final rule for reporting post-enactment "transition" swap transactions.Derivatives Markets and Products; Investor Protection723
10/28/2010 12/27/2010 FRS - Truth in Lending request for comment on requirements for appraiser independence in consumer loans.Mortgage Reform1472
10/20/2010 * 10/20/2010 SEC - Reporting of pre-enactment security-based swap transaction dataDerivatives Markets and Products766
10/14/2010 10/14/2010 CFTC - Interim final rule for reporting pre-enactment swap transactions.Derivatives Markets and Products729
9/8/2010 * 10/1/2010 SEC - Temporary rule for registration of municipal advisorsInvestor Protection975
* Indicates that rule has multiple effective dates.
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